Identifying key financial workers – responsibilities of Senior Managers

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Identifying key financial workers – responsibilities of Senior Managers

27th March 2020, 17:11:PM

Following our statement to firms on 20 March 2020, we would like to make it clear to firms how they should identify key financial workers and the responsibilities of Senior Managers in doing so. This statement applies to all FCA-regulated firms across the UK, including in Scotland, Wales and Northern Ireland.

https://www.fca.org.uk/news/statemen...sponsibilities

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Identifying key financial workers – responsibilities of Senior Managers

Identifying key financial workers – responsibilities of Senior Managers

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